Amal Krishna Dey vs Central Warehousing Corporation on 29 July, 2026

    0
    6
    ADVERTISEMENT

    Calcutta High Court (Appellete Side)

    Amal Krishna Dey vs Central Warehousing Corporation on 29 July, 2026

    Author: Debangsu Basak

    Bench: Debangsu Basak

                                                                            2026:CHC-AS:1139-DB
    
    
    
    
                         IN THE HIGH COURT AT CALCUTTA
                             CIVIL APPELLATE JURISDICTION
                                 COMMERCIAL DIVISION
                                     Appellate Side
    
    
         Present:
         The Hon'ble Justice Debangsu Basak
                     And
         The Hon'ble Justice Ajay Kumar Gupta
    
    
                                   AO-COM 35 of 2025
    
                                    Amal Krishna Dey
                                            Vs.
                             Central Warehousing Corporation
    
    
    
         For the Appellant              :     Mr. Amitava Ghosh, Adv.
                                              Mr. Malay Kumar Das, Adv.
                                              Mr. Tapas Kumar Dey, Adv.
                                              Mr. Sourav Chatterjee, Adv.
    
         For the Respondent             :     Mr. Samrat Chowdhury, Adv.
    
         Heard on                       :     23.07.2026
    
         Judgment on                    :     29.07.2026
    
         Judgment uploaded on           :     29.07.2026
    
    
         Ajay Kumar Gupta, J.:
    

    1. This instant appeal is at the behest of the Appellant/Claimant, who is

    aggrieved by and dissatisfied with the judgment and order dated 23 rd

    SPONSORED

    June, 2025 passed by the Commercial Court at Asansol, in Misc.
    2

    2026:CHC-AS:1139-DB

    Arbitration (Com) Case No. 43 of 2024 filed under Section 34 of the

    Arbitration and Conciliation Act, 1996 (in short, ‘the Arbitration Act‘)

    arising out of Misc. Case (Arb) No. 10 of 2021.

    2. By the said judgment and order, the Commercial Court set aside the

    Award dated 31st January, 2021 passed by the Sole Arbitrator, observing

    therein that the impugned arbitral award is patently illegal and in

    contravention of the settled principle of law.

    3. The brief facts, essential for the consideration of the instant appeal, are

    that the Central Warehousing Corporation (in short ‘CWC’), Respondent

    herein, had published a notice inviting tender on 26 th April, 2011 for

    construction of a 2400 MT capacity godown along with RCC drain,

    internal road and electrical installation at C.W. Santragachi, for an

    estimated cost of Rs. 65.97 lakhs.

    4. The Appellant participated in the tender and was adjudged the lowest

    bidder, pursuant to which a Letter of Acceptance was issued on 30 th

    July, 2011 and a work order on 13th September, 2011, with the

    contractual amount standing at Rs. 80,34,247.30/-. The parties entered

    into a formal agreement on 2nd December, 2011, and though the work

    was originally to be completed within 6 months, it was ultimately

    completed only on 24th August, 2013.

    5. The Corporation deducted penalties and withheld payments from the

    final bill, giving rise to a dispute between the parties, following which the

    Respondent invoked the arbitration clause on 1 st January, 2019. In
    3

    2026:CHC-AS:1139-DB

    terms of the contract, the Managing Director of the

    Respondent/Corporation appointed Mr. Madhuresh Kumar (Retired

    IRSE), a retired employee of the Corporation, as the Sole Arbitrator, who

    entered upon reference vide letter dated 29 th January, 2019. The

    Claimant submitted its statement of claim on 20 th March, 2019 claiming

    Rs. 16,37,159/- with interest @ 18% p.a. from 24 th August, 2013, while

    the Corporation submitted its statement of defence on 21 st June, 2019

    along with a counterclaim of Rs. 47,58,275/- towards loss of business

    and Rs. 45,60,000/- towards establishment charges.

    6. After hearing the parties at length, the learned Arbitrator passed the

    impugned award granting Rs. 16,15,017/- with interest @ 10% p.a. till

    realisation to the Appellant/Claimant, while rejecting the Respondent’s

    counterclaim in its entirety, i.e., the award that was assailed by the

    Respondent in Section 34 proceedings, with the Appellant having filed a

    written objection, but, not having appeared to argue the matter at the

    time of hearing.

    7. The Respondent/Corporation challenged the award before the learned

    Single Judge, under Section 34 of the Arbitration Act. The Court, having

    relied upon several judgments, held that once a person becomes ineligible

    under Section 12(5) read with the Seventh Schedule of the Arbitration

    Act, such ineligibility also extinguishes the power to nominate a

    substitute arbitrator, and that mere participation of a party in the

    arbitral proceedings does not amount to a waiver of the right to object,
    4

    2026:CHC-AS:1139-DB

    which can only be effected by an “express agreement in writing” entered

    into after disputes have arisen. Applying this principle, the Court set

    aside the impugned award, holding the unilateral appointment of the

    Arbitrator void ab initio and the Arbitrator de jure incapable of performing

    his functions for want of inherent jurisdiction.

    SUBMISSION ON THE BEHALF OF APPELLANT:

    8. Learned counsel appearing on behalf of the Appellant submitted that the

    Learned Single Judge has erred in facts and law while rejecting the

    application filed by the Appellant under Section 34 of the Arbitration Act.

    The learned Single Judge also did not consider that the arbitrator was

    appointed on the basis of reference made by the Appellant invoking the

    arbitration agreement as contained in Clause 25 of the Condition of

    Contract arising out of and in connection with work of 2400 MT capacity

    godown along with RCC drain, internal road and electrical installation at

    C.W. Santragachi and, at the time of appointment of arbitrator or even at

    the time of consideration of the arbitration proceedings by the arbitrator,

    the Respondent herein did not raise any issue with regard to the

    appointment of the arbitrator. Furthermore, the arbitrator was a retired

    employee. Therefore, there is no question of biasness. The arbitrator

    decided the award in accordance with law without any error or perversity.

    Therefore, interference by the learned Judge under Section 34 of the

    Arbitration Act is not called for.

    5

    2026:CHC-AS:1139-DB

    9. Learned counsel appearing on behalf of the Appellant has placed reliance

    on the following judgments to support of his contention that once the

    arbitration proceedings are initiated and decided without any objection

    and demur of the parties, the same cannot be said patently illegal or void:

    i. Hindustan Construction Company Ltd. through its Authorised

    Signatory Yogesh Dalal Vs. Bihar Rajya Pul Nirman Nigam

    Limited and Ors.1;

    SUBMISSIONS ON BEHALF OF THE RESPONDENT:

    10. Per contra, learned counsel appearing on behalf of the Respondent

    vehemently opposed the submission made by the learned counsel

    appearing on behalf of the Appellant and further submitted that after the

    amendment in Arbitration Act, the Managing Director is not an

    appropriate authority to appoint the arbitrator. The arbitrator appointed

    was actually ex-employee. Once a person becomes statutory ineligible for

    holding a post of arbitrator under Section 12(5) of the Arbitration Act, the

    arbitrator loses the power of taking proceedings under Arbitration Act as

    he was nominated by a Managing Director who is not the appointing

    authority unilaterally. The appointment of the arbitrator must be in

    accordance with law.

    11. It was further submitted that even if the Respondent did not raise any

    question with regard to the appointment of arbitrator at the time of

    appointment or even during arbitration proceedings, the same does not

    1
    (2026) 3 SCC 264
    6

    2026:CHC-AS:1139-DB

    come within the scope of estoppels or waiver in view of the provision of

    Section 12(5). Therefore, the learned Judge rightly allowed the

    application filed under Section 34 of the Arbitration Act and set aside the

    impugned Award, since it was passed by the Arbitrator, who was not

    competent as per the law of Arbitration.

    12. Learned counsel appearing on behalf of the Respondent has placed

    reliance on the following judgments to bolster his aforesaid submissions:

    i. Bhadra International (India) Pvt. Ltd. and Ors. Vs. Airports

    Authority of India2;

    ii. Perkins Eastman Architects DPC and Anr. Vs. HSCC (India)

    Ltd.3;

    iii. Bharat Broadband Network Ltd. Vs. United Telecoms Ltd. 4.

    DISCUSSION AND FINDINGS: –

    13. Having heard the learned counsels for the respective parties, perusal of

    the judgments relied upon by the parties and legal provisions of the

    Arbitration Act, this court finds the following issue, as raised by the

    parties, falls for consideration as under:

    ï‚· Whether the learned Judge erred in setting aside the award, holding

    that the unilateral appointment was void ab initio and the arbitrator was

    incapable of performing his functions for want of inherent jurisdiction?

    2

    2026 SCC OnLine SC 7
    3
    (2020) 20 SCC 760 : 2019 SCC OnLine SC 1517
    4
    (2019) 5 SCC 755 : 2019 SCC OnLine SC 547.

    7

    2026:CHC-AS:1139-DB

    14. Before deciding this issue, this court would like to look into the relevant

    legal provisions as applicable for appointment of the Arbitrator upon

    reference by any of the parties and its inherent jurisdiction.

    Section 11 (6), 12, 15 (2) and 29A of the Arbitration and
    Conciliation Act, 1996 reads as under:

    11(6). Where, under an appointment procedure agreed upon by the parties,–

    (a) a party fails to act as required under that procedure; or

    (b) the parties, or the two appointed arbitrators, fail to reach an agreement
    expected of them under that procedure; or

    (c) a person, including an institution, fails to perform any function entrusted to
    him or it under that procedure, a party may request 1[the Supreme Court or, as
    the case may be, the High Court or any person or institution designated by such
    Court] to take the necessary measure, unless the agreement on the appointment
    procedure provides other means for securing the appointment. 2
    [(6A) The Supreme Court or, as the case may be, the High Court, while
    considering any application under sub-section (4) or sub-section (5) or sub-section
    (6), shall, notwithstanding any judgment, decree or order of any Court, confine to
    the examination of the existence of an arbitration agreement.
    (6B) The designation of any person or institution by the Supreme Court or, as the
    case may be, the High Court, for the purposes of this section shall not be
    regarded as a delegation of judicial power by the Supreme Court or the High
    Court.]

    12. Grounds for challenge.–1[(1) When a person is approached in connection with
    his possible appointment as an arbitrator, he shall disclose in writing any
    circumstances,–

    (a) such as the existence either direct or indirect, of any past or present
    relationship with or interest in any of the parties or in relation to the subject-
    matter in dispute, whether financial, business, professional or other kind, which
    is likely to give rise to justifiable doubts as to his independence or impartiality;
    and

    (b) which are likely to affect his ability to devote sufficient time to the arbitration
    and in particular his ability to complete the entire arbitration within a period of
    twelve months.

    Explanation 1.–The grounds stated in the Fifth Schedule shall guide in
    determining whether circumstances exist which give rise to justifiable doubts as
    to the independence or impartiality of an arbitrator.
    Explanation 2.–The disclosure shall be made by such person in the form
    specified in the Sixth Schedule.]
    (3) An arbitrator may be challenged only if–

    (a) circumstances exist that give rise to justifiable doubts as to his
    independence or impartiality, or

    (b) he does not possess the qualifications agreed to by the parties.
    8

    2026:CHC-AS:1139-DB

    (4) A party may challenge an arbitrator appointed by him, or in whose
    appointment he has participated, only for reasons of which he becomes aware
    after the appointment has been made.

    [(5) Notwithstanding any prior agreement to the contrary, any person whose
    relationship, with the parties or counsel or the subject-matter of the dispute, falls
    under any of the categories specified in the Seventh Schedule shall be ineligible
    to be appointed as an arbitrator: Provided that parties may, subsequent to
    disputes having arisen between them, waive the applicability of this sub-section
    by an express agreement in writing.]
    15(2). Where the mandate of an arbitrator terminates, a substitute arbitrator shall
    be appointed according to the rules that were applicable to the appointment of the
    arbitrator being replaced.

    [29A.Time limit for arbitral award.–(1) The award shall be made within a period of
    twelve months from the date the arbitral tribunal enters upon the reference.
    Explanation.–For the purpose of this sub-section, an arbitral tribunal shall be
    deemed to have entered upon the reference on the date on which the arbitrator or
    all the arbitrators, as the case may be, have received notice, in writing, of their
    appointment.

    (2) If the award is made within a period of six months from the date the arbitral
    tribunal enters upon the reference, the arbitral tribunal shall be entitled to receive
    such amount of additional fees as the parties may agree.
    (3) The parties may, by consent, extend the period specified in sub-section (1) for
    making award for a further period not exceeding six months.
    (4) If the award is not made within the period specified in sub-section (1) or the
    extended period specified under sub-section (3), the mandate of the arbitrator(s)
    shall terminate unless the Court has, either prior to or after the expiry of the
    period so specified, extended the period:

    Provided that while extending the period under this sub-section, if the Court finds
    that the proceedings have been delayed for the reasons attributable to the
    arbitral tribunal, then, it may order reduction of fees of arbitrator(s) by not
    exceeding five per cent. for each month of such delay.
    (5) The extension of period referred to in sub-section (4) may be on the application
    of any of the parties and may be granted only for sufficient cause and on such
    terms and conditions as may be imposed by the Court.
    (6) While extending the period referred to in sub-section (4), it shall be open to the
    Court to substitute one or all of the arbitrators and if one or all of the arbitrators
    are substituted, the arbitral proceedings shall continue from the stage already
    reached and on the basis of the evidence and material already on record, and the
    arbitrator(s) appointed under this section shall be deemed to have received the
    said evidence and material.

    (7) In the event of arbitrator(s) being appointed under this section, the arbitral
    tribunal thus reconstituted shall be deemed to be in continuation of the previously
    appointed arbitral tribunal.

    (8) It shall be open to the Court to impose actual or exemplary costs upon any of
    the parties under this section.

    (9) An application filed under sub-section (5) shall be disposed of by the Court as
    expeditiously as possible and endeavour shall be made to dispose of the matter
    9

    2026:CHC-AS:1139-DB

    within a period of sixty days from the date of service of notice on the opposite
    party.

    # On 23.10.2015, the Arbitration and Conciliation (Amendment) Act, 2015 came
    into effect (for short, “the Amendment Act, 2015”), by which sub-section (5)
    was inserted into Section 12. The provision reads thus:–

    “[(5) Notwithstanding any prior agreement to the contrary, any person whose
    relationship, with the parties or counsel or the subject-matter of the dispute,
    falls under any of the categories specified in the Seventh Schedule shall be
    ineligible to be appointed as an arbitrator:

    Provided that parties may, subsequent to disputes having arisen between
    them, waive the applicability of this sub-section by an express agreement in
    writing.]”

    15. In the year 2017, the Appellant vide notice dated 01.01.2017 invoked the

    arbitration clause and requested the Managing Director to appoint an

    Arbitrator in terms of clause 25 of the conditions of contract arising out

    of and in connection with the work “Construction of 2400 MTC godown

    along with internal roads & electrical installation at CWC Santragachi”.

    The Managing Director of the Respondent/Corporation vide his letter

    dated 25.01.2019, appointed Mr. Madhuresh Kumar (Retired IRSE), a

    retired employee of the Corporation, as the Sole Arbitrator, who entered

    upon reference vide letter dated 29th January, 2019 and decided the

    Arbitration proceedings in favour of the Appellant and passed an Award

    directing the payment of Rs. 16,15,017/- including release of full amount

    of the SD withheld, to be paid by the Corporation to the Claimant. In

    addition, future interest @ 10% per annum simple interest shall be

    payable on the awarded amount from the date of Award to the date of

    actual payment. It was further directed that no future interest shall be

    payable if the Arbitral Award amount is paid within 90 days of the

    publication of the Award.

    10

    2026:CHC-AS:1139-DB

    16. The impugned Award was challenged under Section 34 of the Arbitration

    Act, before the learned Judge, Commercial Court, who in turn set aside

    the Award as aforesaid only on the ground that the Award was passed by

    the Arbitrator, which is patently illegal and in contravention of the settled

    principle of law.

    17. On the aforesaid issue, the learned Judge, Commercial Court, in its

    impugned judgment, held that the appointment for the sole arbitrator

    was unilateral, as the Managing Director had proceeded to appoint the

    arbitrator only pursuant to the written request of the Appellant and

    considering the clause 25 of the General Conditions of Contract that is

    contrary to law relying on following judgments:

    ï‚· TRF Ltd. v. Energo Engineering Projects Ltd. (2017) 8 SCC 377: It
    was held that once a person becomes statutorily ineligible under Section
    12(5)
    , they also lose the power to nominate a substitute arbitrator (“once
    the infrastructure collapses, the superstructure is bound to collapse”).

    ï‚· Perkins Eastman Architects DPC v. HSCC (India) Ltd. (2020) 20 SCC
    760: This judgment extended such disqualification to unilateral
    appointments by an interested Managing Director.

    ï‚· Bharat Broadband Network Ltd. v. United Telecoms Ltd. (2019) 5
    SCC 755: The learned Judge relied upon this judgment on the limited
    scope of waiver under the proviso to Section 12(5).

    ï‚· Cholamandalam Investment v. Amrapali Enterprises2023 SCC
    OnLine Cal 605: This judgment was relied upon holding that unilateral
    arbitrator appointments are void ab initio, and any award there from a de
    jure ineligible/unilaterally appointed arbitrator is without jurisdiction.

    11

    2026:CHC-AS:1139-DB

    18. The clause 25 of the General Conditions of Contract is stipulated, inter

    alia, in verbatim as follows:

    “CLAUSE 25. Except where otherwise provided in the contract all arising out
    of or relating to the contract, designs, drawing, questions and disputes
    relating to the meaning of the specifications, designs, drawings and
    instructions herein before mentioned and as to the quality of workmanship
    of materials used on the work or as to any other question, claim, right,
    matter or thing whatsoever, in any way specifications, estimates,
    instructions orders or these conditions or otherwise concerning the works, or
    the execution or failure to execute the same whether arising during the
    progress of the work or after the cancellation, termination, completion or
    abandonment thereof shall be referred to the sole arbitration of the person
    appointed by the Managing Director, Central Warehousing Corporation at the
    time of dispute or if there be no Managing Director, Central Warehousing
    Corporation, the Administrative Head of the said Central Warehousing
    Corporation at the time of such appointment.

    There will be no objection to any such appointment that the arbitrator so
    appointed is an employee/ retired employee of the Corporation that he had
    to deal with the matters to which the contract relates and that in course of
    his duties as Corporation employee, he had expressed views on all or any of
    the matters in the dispute or difference.

    If the arbitrator so appointed is unable or unwilling to act or resigns his
    appointment or vacates his office due to any reason whatsoever or is
    heavenly abode, another sole arbitrator shall be appointed in the manner
    aforesaid. Such person shall be entitled to proceed with the reference from
    the stage at which it was left by his predecessor. It is also a term of this
    contract that no person other than a person appointed by the Managing
    Director or Administrative Head of the Central Warehousing Corporation as
    aforesaid should act as an arbitrator and if for any reason that is not
    possible, the matter is not to be referred to arbitration at all.

    12

    2026:CHC-AS:1139-DB

    It is a term of this contract that the party invoking arbitration shall give a list
    of disputes, with amounts claimed in respect of each such dispute along
    with the notice for appointment of arbitrator.”

    19. Clause 25 of the General Conditions of Contract vests the power of

    appointing the Sole Arbitrator exclusively in the Managing Director of

    CWC, a serving officer of one of the parties to the dispute, and, failing

    him, in the Corporation’s Administrative Head. The clause further

    stipulates, as a pre-dispute term, that there shall be no objection to the

    appointee being an employee or retired employee of the Corporation, who

    had dealt with the very matters in dispute, and it forecloses arbitration

    altogether if a person so appointed by the Managing

    Director/Administrative Head is, for any reason, unable to act, the

    matter is not to be referred to arbitration at all.

    20. The Appellant may seek to press the specific stipulation in Clause 25,

    that there shall be no objection to the arbitrator being an employee or

    retired employee of the Corporation, who had dealt with the disputed

    matters, as a standing, contractually consented and agreed waiver. That

    submission cannot be accepted, for two independent reasons.

    21. First, Section 12(5) opens with the words “notwithstanding any prior

    agreement to the contrary”. Clause 25 can precisely be identified as a

    prior agreement of such nature, incorporated into the contract at the

    time it was executed, long before any dispute arose. The non-obstante

    clause was designed for exactly this situation, to prevent standard-form

    contractual terms of this kind, agreed at arm’s length before any dispute
    13

    2026:CHC-AS:1139-DB

    crystallised, from insulating an appointment mechanism that the 2015

    Amendment intended to render impermissible.

    22. The proviso to Section 12(5) permits only one route out: an express

    agreement in writing entered into after the disputes have arisen. A pre-

    dispute clause of general application, drafted into the standard

    conditions of contract, does not meet that description, however, clearly

    worded.

    23. Second, independently, even if Clause 25 were treated as bearing on

    waiver, mere participation in the reference, i.e., filing pleadings,

    contesting the claim on merits, or seeking extensions, does not itself

    amount to the express written waiver the proviso requires, as the Hon’ble

    Supreme Court has reaffirmed in Bharat Broadband Network Ltd. v.

    United Telecoms Ltd. (Supra), and again in Bhadra International

    (India) Pvt. Ltd. v. Airports Authority of India (Supra). Nothing on

    this record suggests any distinct, post-dispute written instrument

    between the parties recording an informed waiver by the Appellant of the

    objection to the Managing Director’s unilateral power of appointment.

    24. The reliance placed by the Appellant on Hindustan Construction

    Company Ltd. v. Bihar Rajya Pul Nirman Nigam Ltd. (Supra) is not of

    great assistance. The said decision was concerned with the finality of an

    appointment order under Section 11 of the Arbitration Act, and with

    waiver by conduct under the general provision of Section 4 read with

    Section 16. The ineligibility contemplated under Section 12(5) read with
    14

    2026:CHC-AS:1139-DB

    the Seventh Schedule stands on a different footing. It opens with its own

    non-obstante clause and is curable only in the manner prescribed by its

    proviso, i.e., by an express agreement in writing entered into after

    disputes have arisen. A general waiver-by-conduct principle applicable to

    procedural objections cannot override this specific statutory mode of

    waiver.

    25. That apart, this Court considers it necessary to clarify the true basis on

    which the present appointment falls foul of Section 12(5). It is not the

    fact that Mr. Madhuresh Kumar was a retired employee of the

    Respondent/Corporation, by itself, that renders him ineligible. The

    Seventh Schedule of the Arbitration Act disqualifies any person who is

    “an employee, consultant, advisor or has any other past or present

    relationship with a party”.

    26. However, the issue in the present case lies in the appointing authority,

    and not merely in the identity of the appointed arbitrator. At the risk of

    repetition, clause 25 of the General Conditions of Contract vests the

    power to appoint the Sole Arbitrator exclusively in the Managing Director

    of the Respondent/Corporation, who is a serving officer of one of the

    parties to the dispute, and, failing him, in the Corporation’s

    Administrative Head, again an officer of the Respondent. The Managing

    Director, being a person interested in the outcome of the dispute by

    virtue of his very office, is himself rendered ineligible under Section 12(5)

    read with the Seventh Schedule. It is by now well settled, commencing
    15

    2026:CHC-AS:1139-DB

    with TRF Ltd. v. Energo Engineering Projects Ltd. (Supra), and

    thereafter in Perkins Eastman Architects DPC v. HSCC (India) Ltd.

    (Supra), that once the appointing authority is himself ineligible to act as

    an arbitrator, he is equally incompetent to nominate any other person as

    arbitrator, “once the infrastructure collapses, the superstructure is

    bound to collapse” with it. Therefore it does not matter whether the

    appointee happened to be a serving or a retired employee of the

    Corporation: the appointment stands vitiated at its very source, in the

    unilateral exercise of power by an interested Managing Director, a vice

    this Court’s own precedent in Cholamandalam Investment and

    Finance Co. Ltd. v. Amrapali Enterprises (Supra) has held, renders

    the resultant award, and the Arbitrator’s very jurisdiction to render it, a

    nullity, incapable of being cured.

    27. For the reasons aforesaid, this Court finds no infirmity in the view taken

    by the learned Judge, Commercial Court, that the appointment of the

    Sole Arbitrator was unilateral and void ab initio, and that the Arbitrator

    was rendered de jure incapable of performing his functions for want of

    inherent jurisdiction.

    28. Accordingly, AO-COM 35 of 2025 is dismissed.

    29. There shall be no order as to costs.

    16

    2026:CHC-AS:1139-DB

    30. Urgent photostat certified copy of this Judgment, if applied for, is to be

    given to the parties on priority basis on compliance of all legal formalities.

    I Agree.

        (Debangsu Basak, J.)                                (Ajay Kumar Gupta, J.)
     



    Source link

    LEAVE A REPLY

    Please enter your comment!
    Please enter your name here