Vinay Verma vs Uttar Bihar Gramin Bank on 23 July, 2026

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    Patna High Court

    Vinay Verma vs Uttar Bihar Gramin Bank on 23 July, 2026

    Author: Harish Kumar

    Bench: Harish Kumar

              IN THE HIGH COURT OF JUDICATURE AT PATNA
                          Civil Writ Jurisdiction Case No.6821 of 2020
         ======================================================
         Vinay Verma son of Late Sukhdev Prasad Verma, Resident of Mohalla-
         Balbhadarpur, House No. 60, near L.I.C. Office, P.o. and P.s.- Laheriasarai,
         District- Darbhanga
                                                                         ... ... Petitioner/s
                                            Versus
    1.   Uttar Bihar Gramin Bank through its Chairman Head Office Kalambagh
         Road, Muzaffarpur, 842001
    2.   The Chairman cum the Appellate Authority, Uttar Bihar Gramin Bank, Head
         Office Kalambagh Road, Muzaffarpur, 842001
    3.   The Chief Manager, Uttar Bihar Gramin Bank, Head Office Kalambagh
         Road, Muzaffarpur, 842001
    4.   The General Manager cum the Disciplinary Authority, Uttar Bihar Gramin
         Bank, Head Office Kalambagh Road, Muzaffarpur, 842001
    5.   The Regional Manager, Jhanjharpur, Uttar Bihar Gramin Bank, ADB
         Chowk, P.o.- Araria, District- Araria
    6.   The Branch Manager, Bithauli Branch, Uttar Bihar Gramin Bank, Post-
         Bithauli, Laheriasarai- Biraul Road, District Darbhanga
    
    
                                                                    ... ... Respondent/s
         ======================================================
         Appearance :
         For the Petitioner/s    :     Mr. Shivendra Kishore, Sr. Adv.
                                       Mr. Md. Shahnawaz Ali, Adv.
                                       Mr. Md. Shadab Alam, Adv.
                                       Mr. Bipin Kumar, Adv.
                                       Mr. Suraj Samdarshi, Adv.
         For the Respondent/s    :     Mr. Prabhakar Jha, Adv.
         ======================================================
         CORAM: HONOURABLE MR. JUSTICE HARISH KUMAR
                                     ORAL JUDGMENT
         Date : 23-07-2026
                   Heard Mr.           Shivendra      Kishore,     learned        Senior
    
          Advocate, along with Mr. Md. Shahnawaz Ali, learned Advocate
    
          for the petitioner and Mr. Prabhaka Jha, learned Advocate for
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             the Uttar Bihar Gramin Bank.
    
                         2. The challenge in the present writ petition is made to
    
             an order contained in letter No. HO/DAD/12/19-20/No. 319
    
             dated 23.10.2019 issued by the General Manager-cum-
    
             Disciplinary Authority whereby the petitioner has been inflicted
    
             with the punishment of dismissal. The petitioner also sought
    
             quashing of the order dated 04.01.2020 contained in letter No.
    
             HO/DAD/12/19-20/No.              458     passed    by   the    respondent
    
             Chairman-cum-Appellate             Authority      whereby     the   appeal
    
             preferred by the petitioner against the order of dismissal came to
    
             be rejected.
    
                         3. The facts, in brief, leading to institution of the
    
             present writ petition are that the petitioner was duly appointed to
    
             the post of Junior Management (JMGS Grade-I) Officer. After
    
             working so many places, in May, 2017 the petitioner was posted
    
             as Branch Manager, Bithauli Branch, Uttar Bihar Gramin Bank
    
             (in short 'Bank'); Subsequently he was transferred as Branch
    
             Manger to Araria Sangrampur Branch in the month of July,
    
             2019. While working as Branch Manager (Officer Scale-I) at
    
             Bithauli Brnach under Regional Office, Darbhanga, a Charge
    
             Sheet was duly issued to the petitioner alleging the act of
    
             omission and commission of the petitioner constituting
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             misconduct under Regulations 18 and 20 of the Uttar Bihar
    
             Gramin Bank (Officers & Employees) Service Regulation, 2010
    
             read with Amended Regulation 2013, attracting penalty under
    
             Regulation 39. The articles of charges against the petitioner
    
             clearly reveal that the petitioner by using his power flouted the
    
             financing norms of the Bank, committed gross misconduct in
    
             violation of the banking norms, fraudulently sanctioned and
    
             disbursed 44 fake loan with malafide intention to the fake
    
             borrowers under Joint Liability Kisan Credit Card (in short
    
             'JLKCC') Schemes. The aforesaid act of the petitioner was
    
             found to be unbecoming of Bank's Officer and prejudicial to the
    
             interest of the Bank which constituted misconduct.
    
                         4. On receipt of the notice, the petitioner submitted his
    
             reply. However, the same did not satisfy the authority and a
    
             departmental proceeding was commenced; the Enquiry Officer
    
             and the Presenting Officer were appointed. The petitioner
    
             submitted his detailed statement of defence. On the other hand,
    
             the Management Representative/Presenting Officer produced
    
             documentary evidences and one witness in the proceeding along
    
             with other necessary papers, including the copy of 44 loan
    
             documents, as per the demand of the petitioner. The defence
    
             also produced 5 documents and examined three defence
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             witnesses during departmental enquiry. The Presenting Officer
    
             also submitted his written brief statements and finally the
    
             Conducting Officer returned his finding by holding the charges
    
             proved against the petitioner vide enquiry report dated
    
             27.09.2019

    (Annexure-17 to the writ petition). The petitioner

    was further called upon to submit his submission in respect of

    SPONSORED

    finding of Enquiry Officer, which was responded vide letter

    dated 12.10.2019. The Disciplinary Authority on consideration

    of the facts emerged in the enquiry and the materials available

    on record, vis-a-vis the gravity of charge proved, inflicted the

    “punishment of dismissal which shall ordinarily be a

    disqualification for future employment” vide order dated

    23.10.2019 (Annexure-18) in terms of Regulation 39(1)(b)(v) of

    the Service Regulation, 2010 read with the Amended

    Regulation, 2013. Aggrieved, the petitioner preferred appeal

    before the Appellate Authority-cum-Chairman which came to be

    rejected vide order dated 04.01.2020 (Annexure-22) by

    concurring the decision of the Disciplinary Authority.

    5. Mr. Shivendra Kishore, learned Senior Advocate

    adverting to the facts submitted that upon transfer of the

    petitioner from Bithauli Branch to Araria Sangrampur Branch,

    with respect to 44 JLKCC loan accounts, an enquiry was
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    conducted by one Gautam Govind, (Branch Manager, Shiv

    Nagar Ghat) and he submitted his report on 27.08.2018 alleging

    that since there is a failure on the part of the petitioner, who

    failed to give importance to KYC verification and pre-sanction

    verification, hence the outstanding amount of Rs.14,11,432/-

    ought to be recovered from the petitioner as all the loan

    accounts were fake. Based upon such report, the Assistant

    Regional Manager was appointed as Examinee Officer, who

    vide his letter No. 179 dated 13.09.2018 intimated that there is

    no accountability of the petitioner. The report of the Assistant

    Regional Manager was also intimated to the Chief Manager of

    the Bank through the Regional Manager vide letter No. 210

    dated 14.09.2018 stating therein that the so called alleged fake

    accounts have been closed after recovery of the loan amount and

    thus it was recommended that in the light of the aforesaid

    letters, no accountability of any officer/employee of the Bank is

    surfaced. But surprisingly the same Branch Manager who had

    vide his letter No. 179 dated 13.09.2018 certified that the loan

    accounts were not fake, informed the Regional Manager that

    what had been communicated earlier that was a mistake due to

    oversight, and in fact all the 44 JLKCC loan accounts were

    completely fake which led to reference of the matter in a Fraud
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    Declaration Committee and to the utter surprise the Regional

    Manager, Assistant Regional Manager and the then Branch

    Manager, who had earlier certified that there was no

    accountability of any officer or employee with respect of 44

    JLKCC loan accounts, decided to recommend to the Head

    Office to take action against the petitioner. It is the specific case

    of the petitioner that he had followed all the norms of the Bank

    while sanctioning the loan after proper verification of the

    beneficiaries through Voter ID Card presented by them. Since

    there was no mechanism to verify the authenticity of the Voter

    ID Card and thus on the basis of local inspection, loan amounts

    were sanctioned.

    6. Mr. Shivendra Kishore, learned Senior Advocate for

    the petitioner while assailing the impugned orders submitted

    that the charge sheet being defective not accompanied by the

    distinct and precise statement of imputation, list of documents

    and list of witnesses, the disciplinary authority proceeded

    thereupon, is per se illegal and the finding of the Enquiry

    Officer is based on no evidence and, as such, the alleged charges

    were not proved in the manner known to the law. It is further

    contended that despite the demand having been made by the

    delinquent petitioner, copies of prosecution documents were not
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    provided and thus the entire disciplinary proceeding stands

    vitiated in the eye of law. It is vehemently contended that when

    the charge sheet and the enquiry report are defective, then

    automatically all future orders shall also become defective. To

    support the aforesaid contention, reliance has been placed on the

    decision rendered in the cases of Roop Singh Negi Vs. The

    Punjab National Bank & Ors. [(2009) 2 SCC 570], State of

    Uttar Pradesh & Ors. Vs. Saroj Kumar Sinha [(2010) 2 SCC

    772] and in the case of Kuldeep Singh vs. The Commissioner

    of Police & Ors. [(1999) 2 SCC 10].

    7. It is further contended that a Bench of this Court in

    the case of Manish Prajapati Vs. The State of Bihar & Ors.

    [2025(3) BLJ 232 (Pat.)] where the charge memo does not

    contain any list of witness nor it was ever produced during

    enquiry, the Court held that without citing any witness in the

    charge memo, the Enquiry Officer recorded the statement of

    some of the witnesses which were not relevant and thus the

    Court held that the allegation has not been proved as it is a case

    of no evidence.

    8. Learned Senior Advocate further argued that the

    Enquiry Officer as well as the disciplinary authority has illegally

    returned the finding of charges proved against the petitioner by
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    illegally shifting the onus of disapproving the same upon the

    petitioner which is clearly unsustainable in the eye of law.

    [Vide:Tej Narayan Chaudhary Vs. The State of Bihar & Ors,

    2020(1) BLJ 11]. The disciplinary authority completely failed

    to consider the explanation of the petitioner on the findings

    given by the Enquiry Officer while inflicting severest

    punishment of dismissal which shall ordinarily be a

    disqualification for future employment.

    9. It is further urged that the report of the Gautam

    Govind based upon which the Enquiry Officer returned his

    finding of guilt is wholly perverse and rested upon presumption

    and it is not clear as to how he reached on such conclusion. The

    certificate of the Mukhiya which was produced and exhibited by

    the Management has not even been proved as the concerned

    Mukhiya has never been examined and thus cannot be relied

    upon. The finding of the Enquiry Officer that the petitioner did

    not follow the norms and conditions of the Bank is vague and

    unfounded as the enquiring authority failed to refer any specific

    banking norms which the petitioner had violated. There is

    nothing on record to suggest that the petitioner was the

    beneficiary of the loan amount. Furthermore, the order of

    punishment is grossly disproportionate to the charges and has
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    caused grave prejudice not only to the petitioner but also to his

    entire family. To support his submission, reliance has also been

    placed on a decision rendered in the case of Surekha Domaji

    Bele Vs. Executive Engineer, Testing Division,

    MSEDCL[2026 SCC OnLine SC 1109].

    10. Per contra, learned Advocate for the Bank, Mr.

    Prabhakar Jha vehemently refuted the contention of the learned

    Advocate for the petitioner and submitted that it was the

    responsibility of the petitioner as Branch Manager to establish

    the genuineness of the borrowers and in the instant case it has

    already been established that the petitioner sanctioned and

    disbursed loan to the fake borrowers, who do not even exist at

    the address mentioned in the KYC which clearly depicts the

    petitioner had not even visited the borrowers’ house and even

    met with the borrowers personally. The aforesaid act clearly

    shows the malafide of the petitioner. Moreover, fake voter ID

    and photograph does establish that KYC verification has not

    been done.

    11. It is further contended that Sri Gautam Govind in

    its investigation report dated 27.08.2018 verified all the loan

    accounts and submitted separate report for each and every 44

    suspicious loan accounts with a clear finding that there is huge
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    tampering in the Voter ID Cards which have been taken as KYC

    documents. During investigation, he also visited the Ward along

    with Mukhiya and Ward Member to meet the borrowers but

    none of them were found in that locality. The public

    representative also stated that the borrowers are not of these

    locality. The recommendation for closure of the account is only

    made because of the fact that accounts are declared as fake and

    thus the closure of the account does not mitigate the seriousness

    of the irregularity. Sanction and disbursement of loan to fake

    borrowers is a fraudulent act. Therefore, accountability has been

    fixed against the petitioner. Gautam Govind was also produced

    as Management witness in departmental proceeding who was

    cross examined with respect to his report. In the said process, he

    supported the charges and the contents of the report. The

    certificate issued by the Mukhiya that all the 44 borrowers are

    not the resident of Bithauli and their names are not enrolled in

    the electoral roll has not been disapproved by producing any

    evidence. Electoral roll was also produced as MEx 4/1 to MEx

    4/5.

    12. It is further argued that the petitioner also

    produced three defence witnesses. However, they failed to give

    the details of borrowers by looking at their photographs and
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    they have also stated in course of enquiry that they did not know

    the borrowers with the names and addresses. The petitioner has

    been given ample opportunity of hearing and all the documents

    which have been sought for by the petitioner, as is evident from

    the minutes of the proceedings, copies of which have also been

    placed on record as Annexure-13 to the writ petition.

    13. Mr. Jha learned Advocate for the Bank thus

    contended that there is no infirmities in the enquiry conducted

    by the Enquiry Officer and the impugned order of dismissal is

    proportionate to the charges, which has also been affirmed by

    the Appellate Authority. Placing reliance upon the case of

    Regional Manager, U.P., SRTC, Etawah & Ors. Vs. Hoti Lal

    & Anr. [(2003) 3 SCC 605], it is submitted that the Bank

    institution is an institution of hope and trust of public at large

    and the act of the petitioner was contrary to the banking norms

    and regulations as well as the guidelines and thus the writ

    petition lacks any merit. Further, reliance has also been placed

    on a decision rendered by a Bench decision of this Court in the

    case of Binod Singh Saumitra Vs. Chairman & Managing

    Director, Allahabad Bank [2018(3) PLJR 543] as well as the

    decision rendered by the Division Bench in the case of The

    State of Bihar & Ors. Vs. Yavitri Devi & Ors. [LPA No. 1358
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    of 2017], that the departmental proceeding cannot be faulted on

    the ground that no witness was examined. The Bank officer who

    was charged to have sanctioned without adhering to the lending

    norms, his action amounts to serious misconduct [Vide:State

    Bank of India & Ors. Vs. T. J. Paul. (1999) 4 SCC 459.

    14. This Court has anxiously heard the learned Senior

    Advocate/Advocate for the respective parties at length and also

    perused the materials available on record, besides went through

    the decisions referred hereinabove by both the parties. Before

    coming to the facts of this case, it would be relevant to highlight

    the scope of judicial review in view of the pronouncements of

    the Hon’ble Supreme Court rendered time to time.

    15. In State of Andhra Pradesh Vs. S. Sree Rama

    Rao [AIR 1963 SC 1723], a three-Judge Bench of the Hon’ble

    Supreme Curt ruled that the High Court is not a court of appeal

    over the decision of the authorities holding a departmental

    enquiry against a public servant. It is concerned to determine

    whether the enquiry is held by an authority competent in that

    behalf, and according to the procedure prescribed in that behalf,

    and whether the rules of natural justice are violated or not.

    Where there is some evidence, which the authority entrusted

    with the duty to hold the enquiry has accepted and which
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    evidence may reasonably support the conclusion that the

    delinquent officer is guilty of the charge, it is not the function of

    the High Court in a writ petition under Article 226 of the

    Constitution of India to review the evidence.

    16. Similarly, in B.C. Chaturvedi v. Union of India

    [(1995) 6 SCC 749], the Court underscored that the power of

    judicial review is not an appeal from a decision but a review of

    the manner in which the decision is made. Power of judicial

    review is meant to ensure that the individual receives fair

    treatment and not to ensure that the conclusion which the

    authority reaches is necessarily correct in the eyes of the court.

    While exercising the power of judicial review, the Court does

    not act as an appellate authority to re-appreciate the evidence

    and to arrive at its own independent findings on the evidence.

    However, the Court may interfere where the authority held the

    proceedings against the delinquent officer in a manner

    inconsistent with the rules of natural justice or in violation of

    statutory rules prescribing the mode of inquiry or where the

    conclusion or finding reached by the disciplinary authority is

    based on no evidence.

    17. In a disciplinary inquiry, the strict proof of legal

    evidence and findings on that evidence are not relevant.
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    Adequacy of evidence or reliability of evidence cannot be

    permitted to be canvassed before the Court/Tribunal [Vide:

    Union of India Vs. H.C. Goel, AIR 1964 SC 364]. In the

    aforesaid case, the Hon’ble Supreme Court further clarified that

    if the conclusion, upon consideration of the evidence reached

    by the disciplinary authority, is perverse or suffers from patent

    error on the face of the record or based on no evidence at all, a

    writ of certiorari could be issued.

    18. In State Bank of Bikaner & Jaipur Vs. Nemi

    Chand Nalwaya [(2011) 4 SCC 584], the Court observed that

    High Court/Tribunal ought not to reassess the evidence led in

    the domestic enquiry, nor interfere on the ground that another

    view is possible on the material on record. If the enquiry has

    been fairly and properly held and the findings are based on

    evidence, the question of adequacy of the evidence or the

    reliable nature of the evidence will not be ground for interfering

    with the findings in departmental enquiries.

    19. It is would also be relevant to refer a judgment

    rendered in the case of Union of India Vs. P. Gunasekaran

    [(2015) 2 SCC 610], where the Court exhaustively laid down

    the parameters as to when the High Court shall not interfere in

    the disciplinary proceedings, which parameters would be worth
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    benefiting to quote hereinunder:

    “(i) re-appreciate the evidence;

    (ii) interfere with the conclusions in the
    enquiry, in case the same has been conducted
    in accordance with law;

    (iii) go into the adequacy of the evidence;

    (iv) go into the reliability of the evidence;

    (v) interfere, if there be some legal evidence
    on which findings can be based.

    (vi) correct the error of fact however grave it
    may appear to be;

    (vii) go into the proportionality of punishment
    unless it shocks its conscience.”

    20. In the light of the scope and ambit of judicial

    review, now this Court primarily takes into consideration the

    facts of the case. There is no dispute that the petitioner was

    appointed to the post of Junior Management Scale-I Officer in

    Uttar Bihar Gramin Bank and at the time of alleged misconduct

    he was serving as Branch Manager, Bithauli Branch and thus the

    entire action leading to initiation of a departmental proceeding

    culminated into punishment having been carried out under the

    Uttar Bihar Gramin Bank (Officers & Employees) Service

    Regulation, 2010. Chapter IV of the Regulation 2010 which

    deals with Conduct, Discipline and Appeals. Clause 39(1)(b)

    deals with Major Penalties and (v) thereof stipulates “dismissal
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    which shall ordinarily be a disqualification for future

    employment”. However, it is made clear that no order imposing

    any of the major penalties specified above shall be made except

    by an order in writing signed by the competent authority; and no

    such order shall be passed without the charge or charges framed

    in writing and given to the officer and enquiry held so that he

    shall have reasonable opportunity to answer the charge or

    charges and defend himself, in case of the officers of the Bank.

    21. Before initiation of departmental proceeding,

    admittedly a preliminary enquiry was conducted by one Gautam

    Govind with respect to 44 JLKCC loan accounts and he

    submitted his report on 27.08.2018. Based upon such report, the

    reply of the petitioner was sought for and subsequently the

    matter is placed in a Fraud Declaration Committee in presence

    of the Regional Manager, Assistant Regional Manager and the

    then Branch Manager who have finally recommended to take

    action upon which the petitioner was served with show cause

    and finally the Bank has taken a decision to initiate a

    departmental proceeding by serving memorandum of charge

    sheet containing charges, inter alia, he sanctioned and disbursed

    loans in the name of fake borrowers, as borrowers were not

    found residing or exist on the address as mentioned in the loan
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    accounts and KYC documents. He pasted fake photograph of

    the borrowers as these photograph does not match with any

    local person of the village Bithauli i.e address mention in Bank

    record. He obtained fake KYC documents as EPIC No.

    mentioned in Voters ID cards belong to different block and

    application name of borrower did not match with the original

    EPIC holder name. He did not verify KYC documents. He did

    not conduct pre and post inspection before sanction and

    disbursement of loan. Fraudulent act of Sri Verma was also

    ascertained from the certificate of Mukhiya of Gram Panchayat

    Bithauli, which confirms that the borrowers, as mentioned in

    Bank’s record, do not belong to Bithauli Village.

    22. The charge sheet contains in Annexure-1 and 2, the

    details of all the loan accounts mentioned besides the

    imputation. However, this is the admitted position that in the

    charge sheet there were no list of documents and the witnesses

    by whom the articles of charges are proposed to be sustained.

    The Conducting Officer as well as the Presenting Officer were

    duly appointed by the Bank and upon notice the petitioner

    entered his appearance and had opted one Sudhir Kumar as a

    defence representative. The management

    representative/Presenting Officer produced eight
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    documents/papers as documentary evidence along with copies

    of 44 loan documents as per the demand of the petitioner in

    support of charge levelled against him. It is also relevant to note

    here that the Management has also produced Gautam Govind as

    a witness in order to prove the contents of the report dated

    27.08.2018. The petitioner along with his defence representative

    was all along present in the enquiry and; all the documents on

    which the Bank has placed reliance, have been handed over to

    the petitioner.

    23. Now the question for consideration before this

    Court is as to whether the charge sheet which does not contain

    list of documents and witnesses suffers from vice of illegality

    and on the basis which the enquiry that has been conducted be

    held unsustainable in law?

    24. There is no confrontation with regard to the settled

    proposition of law that the charges would be proved only on the

    basis of the documentary and/or oral evidences, unless accepted

    by the delinquent. In Roop Singh Negi (supra), the Hon’ble

    Supreme Court has clearly ruled that mere tendering the

    documents would not be suffice to prove the charges unless oral

    evidence is produced to prove the contents thereof. It is well

    settled that unless the author of the documents is produced as
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    witness or examined or cross-examined, the charges cannot be

    said to have been proved and thus at the time of framing of the

    charge, the disciplinary authority ought to furnish a list of

    documents and witnesses by whom he proposes to sustain the

    charges. Recently the Hon’ble Supreme Court in the case of Jai

    Prakash Saini Vs. Managing Director, U.P. Cooperative

    Federation Ltd. & Ors. reported in 2026 SCC OnLine SC 505

    has held that unless the charged employee accepts his guilt in

    clear terms, an enquiry on the charges drawn against him would

    have to be held. In the enquiry, the employer/department would

    have to take steps first to lead evidence against the workmen /

    delinquent charged and give an opportunity to him to cross

    examine those witnesses. Only thereafter, the workmen /

    delinquent shall be asked whether he wants to lead any evidence

    and/or submit an explanation about the evidence led against

    him. Even in a case based solely on documentary evidence,

    unless the relied upon documents are admitted by the charged

    employee, a witness would have to be examined to prove those

    documents and when so examined, the witness would have to be

    tendered for cross-examination.

    25. Now coming to the Regulation, 2010, which

    governs the disciplinary proceeding of Officers/Employees of
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    the Uttar Bihar Gramin Bank. Regulation 39 mandates that in

    case an officer commits a breach of discipline or guilty of

    misconduct or commits an act detrimental to the interests of the

    Bank shall be liable for major punishment, including dismissal

    which shall ordinarily be a disqualification for future

    employment, provided charge/charges are framed in writing and

    given to the officer and enquiry be held so that he shall have

    reasonable opportunity to answer the charge or charges and

    defend himself. Regulations do not mandate that the memo of

    charge shall accompany with list of documents/witnesses. It is

    not the case of the petitioner that the documents on which the

    Bank management has placed reliance in order to sustain the

    charges have not been handed over to him, rather copy of the

    proceedings which have been brought on record clearly suggest

    that all the documents and even the documents which have been

    demanded by the petitioner have been handed over to him.

    Since some of the documents, including the electoral roll of

    concerned Ward/Panchayat as well as the application forms of

    the loan accounts, were either public documents and or

    authenticity of which have not been disputed, hence contents of

    which are not required to be proved by its author. The

    Management has also produced Sri Gautam Govind who had
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    submitted his report on 27.08.2018 in order to prove its

    contents. Thus, the submission of the learned Senior Advocate

    for the petitioner that the mere absence of the list of documents

    and witnesses in the charge sheet does not invalidate it or affect

    the disciplinary proceedings. It would also be useful to refer the

    judgment of the Hon’ble Supreme Court in the case of Tara

    Chand Vyas Vs. Chairman & Disciplinary Authority &

    Others; (1997) 4 SCC 565, where the Court held that if the

    charges are based on documentary evidence which have been

    duly supplied to the delinquent and the veracity of which has

    not been disputed by the charged officer, the finding of guilt

    cannot be interfered with.

    26. Now coming to the enquiry report, it is the

    admitted position that the proceeding was commenced against

    the petitioner on 07.06.2019 and concluded on 21.08.2019 in ten

    sittings. At the inception, the petitioner was allowed to opt

    Defence Representative and upon his appointment the

    Presenting Officer produced necessary documentary evidence

    which were duly marked as management exhibit. The aforesaid

    documentary evidence also include the report dated 27.08.2018

    duly prepared by one Sri Goutam Govind wherein he had

    disclosed that he analysed each and every account and
    Patna High Court CWJC No.6821 of 2020 dt.23-07-2026
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    submitted separate report in each and every 44 loan accounts,

    and found there was huge tampering with the Voter ID Card

    which have been taken as KYC documents. The name

    mentioned on EPIC taken as KYC was found different from the

    names mentioned in the original EPIC.

    27. The management also produced Sri Goutam

    Govind as a witness to prove the contents of the report, who was

    duly examined by the Presenting Officer and cross-examined by

    the petitioner, in respect of his finding/investigation report. The

    petitioner has also taken the plea in the writ petition that copies

    of the prosecution documents were not provided despite calling

    for the same. However, the same does not find to be correct in

    view of the findings recorded by the Enquiry Officer as

    recorded in the minutes of the proceeding dated 26.04.2019,

    which clearly suggests that all the necessary documents

    including 44 applications of loan account have been handed

    over to the petitioner. Moreover it is not specifically disclosed

    as to which document called for by the petitioner has not been

    handed over to him and thereby any prejudice has been caused.

    Such plea of the petitioner appears to be unfounded.

    28. In course of enquiry, the petitioner has also

    produced three defence witnesses namely, Amarnath Jha, Sri
    Patna High Court CWJC No.6821 of 2020 dt.23-07-2026
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    Ramashankar Jha and Sri Santosh Rai, who said that they know

    the borrowers personally. However, during cross examination

    when they were asked to give the details of the borrowers by

    looking at photographs of borrowers, they have shown their

    inability and deposed that they do not know the borrowers with

    their names and address. In the aforesaid premise, the

    contention of the petitioner that the certificate of Mukhiya dated

    03.11.2018 confirming that all the 44 borrowers are not the

    resident of Bithauli and their names are not enrolled in their

    electoral roll finds relevant even if the Mukhiya of the

    concerned Panchayat was not examined as the report of the

    Mukhiya gets corroborated from the electoral roll of Bithauli,

    which is duly marked as management exhibit 4/1 to

    management exhibit 4/5; the authenticity of which has never

    been disputed by the petitioner.

    29. Hence, the plea canvassed on behalf of the

    petitioner that onus of disapproving the charge has been

    wrongly shifted upon the petitioner, in view of the aforesaid

    facts, does not persuade this Court. What is required to be

    looked into is as to whether in a departmental proceeding the

    delinquent has been afforded fair opportunity and the rules of

    natural justice are followed. After careful consideration of the
    Patna High Court CWJC No.6821 of 2020 dt.23-07-2026
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    enquiry report, and the minutes of the proceedings, this Court is

    of the firm opinion that the petitioner has all along been

    provided proper and adequate opportunity of hearing and at no

    stage of enquiry he has been deprived of his right to defend his

    case resulting into any violation of the principles of natural

    justice.

    30. The Enquiry Officer after proper examination of

    the materials available on record, considering the deposition of

    witnesses, has returned the finding that the charges levelled

    against the petitioner stood proved.

    31. The explanation of petitioner, on enquiring report,

    was duly considered by the disciplinary authority before

    inflicting punishment. The impugned order of punishment

    reflects that the disciplinary authority has applied his mind to

    the explanation /second show cause reply of the petitioner and

    on being found that the finding of the Enquiry Officer is based

    upon admissible evidence, the order of dismissal came to be

    passed. Time without number, the Court has observed that if a

    disciplinary authority accepts the finding recorded by the

    Enquiry Officer, no details reasons are required to be recorded

    in the order imposing punishment.

    32. Keeping in mind, a Bank Officer is required to
    Patna High Court CWJC No.6821 of 2020 dt.23-07-2026
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    exercise higher standard of honesty and integrity. It would also

    be apposite to refer the decision rendered in the case of State

    Bank of India & Ors vs. Bela Bagchi & Ors. [(2005) 7 SCC

    435]:

    “15. A bank officer is required to exercise
    higher standards of honesty and integrity.
    He deals with money of the depositors and
    the customers. Every officer/employee of the
    bank is required to take all possible steps to
    protect b the interests of the bank and to
    discharge his duties with utmost integrity,
    honesty, devotion and diligence and to do
    nothing which is unbecoming of a bank
    officer. Good conduct and discipline are
    inseparable from the functioning of every
    officer/employee of the bank. As was
    observed by this Court in Disciplinary
    Authority-cum-Regional Manager v.
    Nikunja Bihari Patnaik³
    , it is no defence
    available to say that there was no loss or
    profit c which resulted in the case, when the
    officer/employee acted without authority.
    The very discipline of an organisation more
    particularly a bank is dependent upon each
    of its officers and officers acting and
    operating within their allotted sphere.
    Acting beyond one’s authority is by itself a
    breach of discipline and is a misconduct.
    Patna High Court CWJC No.6821 of 2020 dt.23-07-2026
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    The charges against the employee were not
    casual in nature and were serious. That
    being so, the plea about absence of d loss is
    also sans substance.”

    33. A Co ordinate Bench of this Court in the case of

    Bali Ram Prasad Singh vs. The General Manager (HR) cum

    Reviewing Authority, Bank of India & Anr. [(2019) 1 BLJ 235

    (PHC)] in its paragraphs 29 and 30 placing reliance upon the

    Apex Court decision has ruled that every officer/employee of

    the Bank is required to exercise higher standard of honesty and

    integrity, while carrying out his duly. It would be worth

    benefiting to quote the relevant paragraphs:

    “29. In the case of Chairman & Managing
    Director, United Commercial Bank and
    Others vs. P.C. Kakkar
    reported in 2003 (4)
    SCC 364; the Hon’ble Supreme Court held
    that “a Bank Officer is required to exercise
    higher standards of honesty and integrity.
    He deals with money of the depositors and
    the customers. Every officer/ employee of
    the Bank is required to take all possible
    steps to protect the interest of the Bank and
    to discharge his duty with utmost integrity,
    honesty, devotion and diligence and to do
    nothing which is unbecoming of a Bank
    Officer, Good conduct and discipline are
    inseparable from the functioning of the
    Patna High Court CWJC No.6821 of 2020 dt.23-07-2026
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    every officer/employee of the Bank…”

    30. In the case of Disciplinary Authority-

    cum- Regional Manager vs. Nikunja
    Kumari Patnaik
    (supra) the Hon’ble Apex
    Court has held that “It is no defence
    available to say that there was no loss or
    profit resulted in case, when the officer/
    employee acted without authority. The very
    discipline of an organization more
    particularly a Bank is dependent upon each
    of its officers and officers acting and
    operating within their allotted sphere.

                                     Acting beyond once authority is by itself a
                                     breach       of        discipline   and      is     a
                                     misconduct........"
    
    

    34. After careful perusal of the enquiry report as well

    as the impugned order of dismissal, now this Court takes up the

    plea of the learned Senior Advocate that the order of dismissal is

    disproportionate to the charges. There is no dispute that the

    High Court/Tribunal while exercising power of judicial review

    cannot normally substitute its own conclusion on penalty and

    impose some other penalty. If the punishment imposed by the

    disciplinary authority or the appellate authority shocks the

    conscience of the High Court/Tribunal, it would appropriately

    mould the relief, either directing the disciplinary/appellate
    Patna High Court CWJC No.6821 of 2020 dt.23-07-2026
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    authority to reconsider the penalty imposed, or to shorten the

    litigation, it may itself, in exceptional and rare cases, impose

    appropriate punishment with cogent reasons in support thereof.

    35. Once this Court has come to the conclusion that

    the order of punishment is based upon the enquiry report which

    clearly reflects that the petitioner has fraudulently sanctioned

    and disbursed 44 fake loans with malafide intention to fake

    borrowers which is an act of institutional corruption, resulting

    into misappropriation and financial loss to the Bank, eroding

    public trust and confidence; based upon such finding, the

    disciplinary authority, after following the procedure adopted and

    due compliance of the principles of natural justice, imposed the

    punishment in terms with Regulation 39(2)(b)(vi) of Regulation,

    2010, no interference is required. Since the act of the petitioner,

    besides constituting gross misconduct, it clearly undermine the

    hope and trust of the public at large. The punishment imposed

    does not require any reconsideration.

    36. This Court also considers it necessary to address

    the submission advanced on behalf of the petitioner that no loss

    has been caused to the Bank. The said contention is wholly

    misconceived and untenable. The record reveals that all 44 loan

    accounts were directed to be closed, having been declared fake
    Patna High Court CWJC No.6821 of 2020 dt.23-07-2026
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    accounts. Consequently, in such circumstances, no mechanism

    remained available to the Bank for the recovery of the loan

    amounts disbursed under the said accounts. Accordingly, the

    submission that no loss was caused to the Bank is devoid of

    merit and is liable to be rejected.

    37. Lastly, this Court also does not find any error in

    the appellate order whereby the appellate authority-cum-

    Chairman, Uttar Bihar Gramin Bank has rejected the appeal of

    the petitioner by affirming the order of the disciplinary

    authority.

    38. In view thereof, this Court does not find any merit

    in the writ petition. Accordingly, the same stands dismissed.

    39. The parties shall bear their own cost.

    (Harish Kumar, J)
    Anjani/-

    AFR/NAFR                AFR
    CAV DATE                N.A.
    Uploading Date            23.07.2026
    Transmission Date       N.A.
     



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